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| Insider Holdings |
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MBIA Inc. Stock Ownership and Section 16 Reporting for Directors and Executive Officers
as
of 10/1/08
| Name
& Title |
|
Shares
Beneficially Owned (¹) |
|
|
|
|
Number
of Shares Presently Covered by
Plan |
| Stock
Options |
|
Trading
Plan in Effect (²) |
|
|
| Exercisable |
|
Unexercisable |
|
| Non-Employee
Directors: |
|
|
David
A. Coulter
Director |
|
29,398(3) |
|
N/A |
|
N/A |
|
None |
|
N/A |
|
Claire
L. Gaudiani
Director
|
|
29,701
|
|
N/A |
|
N/A |
|
None |
|
N/A |
|
Daniel P.
Kearney
Director
|
|
93,535
|
|
N/A |
|
N/A |
|
None |
|
N/A |
|
Kewsong
Lee
Director
|
|
25,753(3) |
|
N/A |
|
N/A |
|
None |
|
N/A |
|
Laurence
H. Meyer
Director
|
|
31,801
|
|
N/A |
|
N/A |
|
None |
|
N/A |
|
John A.
Rolls
Director
|
|
68,695
|
|
N/A |
|
N/A |
|
None |
|
N/A |
|
Richard
C. Vaughan
Director
|
|
12,541 |
|
N/A |
|
N/A |
|
None |
|
N/A |
|
Jeffery
W. Yabuki
Director
|
|
21,462
|
|
N/A |
|
N/A |
|
None |
|
N/A |
|
| |
|
|
|
|
|
|
|
|
|
|
|
| Executive
Officers: |
|
|
Jay Brown
Director,
Chairman & CEO |
|
2,611,456 |
|
0 |
|
0 |
|
None |
|
N/A
|
|
C. Edward
Chaplin
VP
& CFO |
|
69,054 |
|
0 |
|
437,500
|
|
None |
|
N/A |
|
Clifford
D. Corso
VP
& CIO |
|
66,829 |
|
49,672 |
|
473,400 |
|
None |
|
N/A |
|
William
C. Fallon
VP
|
|
35,251 |
|
0 |
|
460,000 |
|
None |
|
N/A |
|
Douglas
C. Hamilton
AVP
& Controller |
|
18,512 |
|
10,600 |
|
1,700 |
|
None |
|
N/A |
|
Thomas G.
McLoughlin
VP
|
|
38,658 |
|
46,615 |
|
260,000 |
|
None |
|
N/A |
|
Kevin D.
Silva
VP
& CAO |
|
62,431 |
|
318,510 |
|
168,000 |
|
(2) |
|
154,230 |
|
Mitchell
I. Sonkin
VP
|
|
66,732 |
|
18,000 |
|
487,000 |
|
None |
|
N/A |
|
Christopher
E. Weeks
VP
|
|
41,052 |
|
51,020 |
|
272,000 |
|
None |
|
N/A |
|
Ram D. Wertheim
VP,
Secretary & GC |
|
74,687 |
|
184,740 |
|
218,000 |
|
None |
|
N/A |
|
Ruth M.
Whaley
VP
& CRO |
|
64,403 |
|
217,945 |
|
168,000 |
|
None |
|
N/A |
|
Section 16 Filings
Please click on the link below to see any filings made by any of the above named directors and officers on Forms 3, 4 or 5 on or after July 1, 2003 pursuant to Section 16 of the Securities and Exchange Act of 1934.
Section 16 Filings
¹ This number includes (a) for directors, shares of Common Stock held directly, Common Stock equivalent deferral units held under the Company's Deferred Compensation and Stock Ownership Plan for Non-Employee Directors and restricted stock awarded directors, some of which may be subject to forfeiture, and (b) for executive officers, shares of Common Stock held directly, shares held by the executive officers under the Company's exempt 401(k) Plan and restricted shares awarded to executive officers as part of their long-term compensation, some of which may be subject to forfeiture.
² Reflects
trading plans adopted pursuant to SEC
Rule 10b5-1 under which the director
or officer plans to sell shares on a
periodic basis.
³ Does not include indirect holdings of David Coulter and Kewsong Lee. See Form 4s of Messrs. Coulter and Lee dated February 13, 2008 for disclosure on indirect holdings.
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Contacts
Investor Relations:
Greg Diamond
Director
+1-914-765-3190
Greg
Diamond
Fixed Income Investor Relations (Europe):
Iain Barbour
Managing Director
+44 20 7920 6348
Iain
Barbour
Transfer Agent and Dividend Disbursing Agent:
Wells Fargo Shareowner Services
+1-800-468-9716
www.wellsfargo.com/
shareownerservices |
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